tag:blogger.com,1999:blog-8754804495292234538.post6713513290846380162..comments2024-01-05T10:05:38.695-07:00Comments on Retire Ready: What Are the Differences Between a Broker/Dealer and a Registered Investment Advisor?Anonymoushttp://www.blogger.com/profile/10939823763782896284noreply@blogger.comBlogger1125tag:blogger.com,1999:blog-8754804495292234538.post-25013593749363714242009-08-08T07:18:17.176-06:002009-08-08T07:18:17.176-06:00For me-- between broker and dealer, broker is the ...For me-- between broker and dealer, broker is the one who buys or sells for principal on a commission basis without having title to the property. On the other hand, dealer is a person who buys securities for his or her account and retains them until sold to another.Best Credit Cardshttp://www.creditagogo.com/noreply@blogger.com